List of documents and information to provide if applicable

Please provide any documents listed below applicable to you at your earliest convenience and at least 3 business days prior to your meeting.

Recent statements of investment accounts, outside of Schwab, if any:

  • Current (and any old) self directed employer sponsored plans, e.g. 401(k), 457, 403(b), TSP or stock options
  • Individual Retirement Accounts, e.g. IRA, Roth IRA, SEP or SIMPLE IRA
  • Brokerage or Taxable accounts
  • Annuities
  • Pension Plans
  • Insurance policies, including coverage by employer (life, disability, long term care)

Emergency fund/Short term savings:

  • Approximate balance of emergency savings (e.g. money markets or CDs outside of Schwab, high-yield savings accounts, aggregate balance of checking accounts)

Income:

  • Recent Social Security Statement https://www.ssa.gov
  • Estimated annual earned income or recent paycheck (per source, e.g. day job, boards, teaching), or W2, 1099 or 1040 or equivalent for last year
  • Estimated or actual annual rental income and expenses per property
  • Recent Pension Statement

Real estate (per property owned):

  • Estimated home value
  • Estimated annual property taxes
  • Estimated annual property insurance

Liabilities larger than $10K:

  • Debt type (e.g. Mortgage, home equity line of credit, credit card, personal loan) indicating total debt amount, interest rate, minimum recurring payment required (in the case of mortgages indicate amounts of last principal and interest payment or provide a recent mortgage statement)